The CSI 13 1A form is a document used to request substitutions for products after the bidding or negotiating phase of a project. This form captures essential details about the proposed substitution, including its manufacturer, history, and any potential impacts on the project timeline or costs. For those looking to fill out the form, please click the button below.
The CSI 13 1A form plays a crucial role in construction projects, particularly during the substitution request phase after bidding or negotiating. This form facilitates communication between architects, engineers, and contractors regarding changes to specified products. It captures essential details such as the project name, substitution request number, and relevant dates. Each request includes information about the proposed substitution, including the manufacturer, trade name, and model number. The form also requires a history of the product, allowing stakeholders to understand its age and reliability. Differences between the proposed substitution and the originally specified product must be clearly outlined, ensuring that architects and engineers can assess the viability of the change. Additionally, the form addresses potential impacts on the overall project, including any effects on contract time and cost savings for the owner. Supporting data, such as drawings and product data, must accompany the request, providing a comprehensive basis for evaluation. By standardizing this process, the CSI 13 1A form helps maintain project integrity while allowing for necessary adjustments.
SUBSTITUTION REQUEST
(After the Bidding/Negotiating Phase)
PROJECT:
SUBSTITUTION
REQUEST NUMBER:
FROM:
TO:
DATE:
A/E PROJECT NUMBER:
RE:
CONTRACT FOR:
SPECIFICATION TITLE:
DESCRIPTION:
SECTION:
PAGE:
ARTICLE/PARAGRAPH:
PROPOSED SUBSTITUTION:
MANUFACTURER:
ADDRESS:
PHONE:
TRADE NAME:
MODEL NO.:
INTALLER:
HISTORY:
New Product
1-4 years old
5-10 years old
More than 10 years old
DIFFERENCES BETWEEN PROPOSED SUBSTITUTION AND SPECIFIED PRODUCT:
Point-by-point comparative data attached — REQUIRED BY A/E
REASON FOR NOT PROVIDING SPECIFIED ITEM:
SIMILAR INSTALLATION:
ARCHITECT:
OWNER:
DATE INSTALLED:
PROPOSED SUBSTITUTION AFFECTS OTHER PARTS OF WORK:
No
Yes; explain
SAVINGS TO OWNER FOR ACCEPTING SUBSTITUTION:
PROPOSED SUBSTITUTION CHANGES CONTRACT TIME:
Yes [Add]
[Deduct]
days.
SUPPORTING DATA ATTACHED:
Drawings
Product Data
Samples
Tests
Reports
CONTINUE ON NEXT PAGE
Page
of
CSI Form 13.1A (April 2022 version)
© 2022 The Construction Specifications Institute (CSI)
(After the Bidding/Negotiating Phase—
Continued)
The Undersigned certifies:
·Proposed substitution has been fully investigated and determined to be equal or superior in all respects to specified product.
·Same warranty will be furnished for proposed substitution as for specified product.
·Same maintenance service and source of replacement parts, as applicable, is available.
·Proposed substitution will have no adverse effect on other trades and will not affect or delay progress schedule.
·Cost data as stated above is complete. Claims for additional costs related to accepted substitution which may subsequently become apparent are to be waived.
·Proposed substitution does not affect dimensions and functional clearances.
·Payment will be made for changes to building design, including A/E design, detailing, and construction costs caused by the substitution.
·Coordination, installation, and changes in the Work as necessary for accepted substitution will be complete in all respects.
SUBMITTED BY:
SIGNED BY:
FIRM:
TELEPHONE:
Attachments
A/E’s REVIEW AND RECOMMENDATION:
Approve Substitution—Make submittals in accordance with Specification Section 01 33 00 Submittal Procedures.
Approve Substitution as noted—Make submittals in accordance with Specification Section 01 33 00 Submittal Procedures.
Reject Substitution—Use specified materials.
Substitution Request received too late—Use specified materials.
OWNER’S REVIEW AND ACTION:
Substitution approved—Make submittals in accordance with Specification Section 01 33 00 Submittal Procedures. Prepare Change Order
Substitution approved as noted—Make submittals in accordance with Specification Section 01 33 00 Submittal Procedures. Prepare Change Order.
Substitution rejected—Use specified materials.
ADDITIONAL COMMENTS:
Contractor
Subcontractor
Supplier
Manufacturer
A/E
After gathering all necessary information, you are ready to fill out the Csi 13 1A form. This form is used to request a substitution for a specified product after the bidding or negotiating phase. Ensure you have all relevant details at hand before starting the process.
What is the purpose of the CSI 13 1A form?
The CSI 13 1A form is used to request a substitution of materials or products after the bidding or negotiating phase of a construction project. It allows contractors to propose alternative products that may be more suitable or cost-effective while still meeting project specifications.
Who fills out the CSI 13 1A form?
The contractor or subcontractor typically fills out the form. They provide details about the proposed substitution, including information about the new product, its manufacturer, and any relevant history. This form is then submitted to the architect or engineer for review and approval.
What information is required on the form?
Key information includes the project name, substitution request number, details about the proposed product, and the reasons for the substitution. You must also provide a comparison between the proposed substitution and the specified product. Supporting data, such as drawings or product data, may also be required.
How does the proposed substitution affect the contract?
The form asks whether the proposed substitution changes the contract time or offers savings to the owner. If the substitution will affect the project schedule or costs, those details need to be clearly outlined in the form.
Is there a deadline for submitting the CSI 13 1A form?
While specific deadlines may vary by project, it is generally best to submit the form as soon as the need for a substitution arises. Delaying the submission could impact project timelines and approvals, so prompt action is advisable.
What happens after the form is submitted?
Once the form is submitted, the architect or engineer will review the request. They will evaluate the proposed substitution against the project's specifications and requirements. Approval or denial will be communicated back to the contractor, and any necessary adjustments to the contract will be made accordingly.
Filling out the CSI 13 1A form can be a straightforward process, but several common mistakes can lead to delays or complications. One frequent error is failing to provide complete information in the Project and Substitution Request Number fields. Incomplete details can create confusion and hinder the review process, making it essential to double-check that all relevant sections are filled out accurately.
Another common mistake is neglecting to include the Proposed Substitution details. This section should clearly outline the manufacturer, trade name, and model number of the proposed item. Omitting this information can lead to misunderstandings about what is being requested and may result in the rejection of the substitution.
Many individuals also overlook the importance of attaching the required point-by-point comparative data. This data is crucial for the architect or engineer to evaluate the proposed substitution against the specified product. Without this attachment, the request may be deemed incomplete, prolonging the approval process.
Another mistake involves the Reason for not providing the specified item. It is vital to clearly articulate why the specified product cannot be used. Vague explanations can raise doubts about the necessity of the substitution, potentially leading to a denial.
Some applicants fail to address whether the proposed substitution affects other parts of the work. This section is critical, as it helps the decision-makers understand the broader implications of the substitution. Indicating that it does affect other areas without providing an explanation can create unnecessary complications.
Inaccuracies in the Savings to Owner section can also be problematic. Providing an estimated dollar amount without proper justification can lead to skepticism about the value of the substitution. It is essential to back up any claims with relevant data or calculations.
Another frequent oversight is neglecting to indicate whether the proposed substitution changes the Contract Time. This information is vital for project scheduling. Failing to address this can lead to misunderstandings about project timelines and expectations.
Lastly, not attaching supporting data can significantly hinder the request. Whether it’s drawings, product data, or test reports, these documents provide essential context and support for the proposed substitution. Ensure that all relevant materials are included to facilitate a smooth review process.
The CSI 13 1A form is a vital document used during the construction process, specifically for requesting substitutions after the bidding or negotiating phase. However, it is not the only form that plays a critical role in ensuring smooth project management. Below is a list of other essential documents that often accompany the CSI 13 1A form, each serving its unique purpose in the construction landscape.
Each of these documents plays a crucial role in the construction process, facilitating communication, clarifying expectations, and ensuring compliance with contractual obligations. Understanding their purpose can help all stakeholders navigate the complexities of construction projects more effectively.
When filling out the CSI 13 1A form, attention to detail is crucial. Here are some important dos and don’ts to keep in mind:
Following these guidelines will help ensure that your substitution request is processed smoothly and efficiently.
Many people have misunderstandings about the CSI 13 1A form, which is used for substitution requests after the bidding or negotiating phase of a project. Here are five common misconceptions:
Understanding these points can help ensure that the substitution request process goes smoothly and that all necessary information is provided for consideration.
When filling out the CSI 13 1A form, it is essential to keep several key points in mind to ensure clarity and compliance. Here are some important takeaways:
By following these guidelines, you can help ensure that your substitution request is complete and well-prepared, increasing the chances of a favorable outcome.