Get Csi 13 1A Form

Get Csi 13 1A Form

The CSI 13 1A form is a document used to request substitutions for products after the bidding or negotiating phase of a project. This form captures essential details about the proposed substitution, including its manufacturer, history, and any potential impacts on the project timeline or costs. For those looking to fill out the form, please click the button below.

Structure

The CSI 13 1A form plays a crucial role in construction projects, particularly during the substitution request phase after bidding or negotiating. This form facilitates communication between architects, engineers, and contractors regarding changes to specified products. It captures essential details such as the project name, substitution request number, and relevant dates. Each request includes information about the proposed substitution, including the manufacturer, trade name, and model number. The form also requires a history of the product, allowing stakeholders to understand its age and reliability. Differences between the proposed substitution and the originally specified product must be clearly outlined, ensuring that architects and engineers can assess the viability of the change. Additionally, the form addresses potential impacts on the overall project, including any effects on contract time and cost savings for the owner. Supporting data, such as drawings and product data, must accompany the request, providing a comprehensive basis for evaluation. By standardizing this process, the CSI 13 1A form helps maintain project integrity while allowing for necessary adjustments.

Csi 13 1A Preview

SUBSTITUTION REQUEST

(After the Bidding/Negotiating Phase)

 

PROJECT:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBSTITUTION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

REQUEST NUMBER:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FROM:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

TO:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

A/E PROJECT NUMBER:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

RE:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CONTRACT FOR:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SPECIFICATION TITLE:

 

 

 

 

 

 

 

 

DESCRIPTION:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SECTION:

 

 

 

 

 

 

 

 

 

 

PAGE:

 

 

ARTICLE/PARAGRAPH:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PROPOSED SUBSTITUTION:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

MANUFACTURER:

 

 

 

 

 

ADDRESS:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PHONE:

 

 

 

 

 

 

 

TRADE NAME:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

MODEL NO.:

 

INTALLER:

 

 

 

 

 

 

 

 

 

 

 

 

 

ADDRESS:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PHONE:

 

 

 

 

 

 

 

HISTORY:

 

 

 

New Product

1-4 years old

 

 

5-10 years old

More than 10 years old

 

DIFFERENCES BETWEEN PROPOSED SUBSTITUTION AND SPECIFIED PRODUCT:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Point-by-point comparative data attached — REQUIRED BY A/E

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

REASON FOR NOT PROVIDING SPECIFIED ITEM:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SIMILAR INSTALLATION:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PROJECT:

 

 

 

 

 

 

 

ARCHITECT:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

ADDRESS:

 

 

 

 

 

 

 

 

 

OWNER:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE INSTALLED:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PROPOSED SUBSTITUTION AFFECTS OTHER PARTS OF WORK:

No

 

 

Yes; explain

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SAVINGS TO OWNER FOR ACCEPTING SUBSTITUTION:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PROPOSED SUBSTITUTION CHANGES CONTRACT TIME:

 

 

No

Yes [Add]

 

 

 

 

[Deduct]

 

 

days.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUPPORTING DATA ATTACHED:

Drawings

Product Data

Samples

 

 

 

 

Tests

Reports

 

CONTINUE ON NEXT PAGE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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CSI Form 13.1A (April 2022 version)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

© 2022 The Construction Specifications Institute (CSI)

SUBSTITUTION REQUEST

(After the Bidding/Negotiating Phase—

Continued)

The Undersigned certifies:

·Proposed substitution has been fully investigated and determined to be equal or superior in all respects to specified product.

·Same warranty will be furnished for proposed substitution as for specified product.

·Same maintenance service and source of replacement parts, as applicable, is available.

·Proposed substitution will have no adverse effect on other trades and will not affect or delay progress schedule.

·Cost data as stated above is complete. Claims for additional costs related to accepted substitution which may subsequently become apparent are to be waived.

·Proposed substitution does not affect dimensions and functional clearances.

·Payment will be made for changes to building design, including A/E design, detailing, and construction costs caused by the substitution.

·Coordination, installation, and changes in the Work as necessary for accepted substitution will be complete in all respects.

SUBMITTED BY:

SIGNED BY:

FIRM:

ADDRESS:

TELEPHONE:

Attachments

A/E’s REVIEW AND RECOMMENDATION:

Approve Substitution—Make submittals in accordance with Specification Section 01 33 00 Submittal Procedures.

Approve Substitution as noted—Make submittals in accordance with Specification Section 01 33 00 Submittal Procedures.

Reject Substitution—Use specified materials.

Substitution Request received too late—Use specified materials.

SIGNED BY:

DATE:

OWNER’S REVIEW AND ACTION:

Substitution approved—Make submittals in accordance with Specification Section 01 33 00 Submittal Procedures. Prepare Change Order

Substitution approved as noted—Make submittals in accordance with Specification Section 01 33 00 Submittal Procedures. Prepare Change Order.

Substitution rejected—Use specified materials.

SIGNED BY:

DATE:

ADDITIONAL COMMENTS:

Contractor

Subcontractor

Supplier

Manufacturer

A/E

Page

 

of

 

CSI Form 13.1A (April 2022 version)

 

 

© 2022 The Construction Specifications Institute (CSI)

Document Data

Fact Name Description
Form Purpose The CSI 13 1A form is used to request substitutions after the bidding or negotiating phase of a construction project.
Project Information Essential project details, including project name, number, and architect, must be filled out on the form.
Manufacturer Details Information about the proposed substitution's manufacturer, including name, address, and phone number, is required.
Product Age The form allows the submitter to indicate the age of the proposed substitution, ranging from new to more than 10 years old.
Comparative Data Requirement Point-by-point comparative data between the proposed substitution and the specified product must be attached and is mandatory for the architect/engineer.
Impact on Contract The form assesses whether the proposed substitution affects other parts of the work or changes the contract time.
Savings to Owner The submitter must indicate any savings to the owner if the substitution is accepted, providing a dollar amount.
Supporting Data Various types of supporting data, such as drawings and product data, can be attached to bolster the substitution request.
Governing Law Specific state laws governing construction contracts may apply, so it’s essential to refer to local regulations when using this form.

How to Use Csi 13 1A

After gathering all necessary information, you are ready to fill out the Csi 13 1A form. This form is used to request a substitution for a specified product after the bidding or negotiating phase. Ensure you have all relevant details at hand before starting the process.

  1. Begin by entering the Project name at the top of the form.
  2. Fill in the Substitution Request Number assigned to this request.
  3. In the From section, provide your name or the name of the person submitting the request.
  4. In the To section, enter the name of the person or entity receiving the request.
  5. Write the Date of submission.
  6. Enter the A/E Project Number if applicable.
  7. In the Re section, specify the Contract For information.
  8. Fill in the Specification Title relevant to the substitution request.
  9. Provide a detailed Description of the substitution.
  10. Indicate the Section and Page numbers from the specifications.
  11. Identify the Article/Paragraph related to the substitution.
  12. State the Proposed Substitution clearly.
  13. Enter the Manufacturer name, followed by their Address and Phone number.
  14. List the Trade Name and Model No. of the proposed substitution.
  15. Provide the Installer information, including their Address and Phone number.
  16. Check the appropriate box for the History of the product: New, 1-4 years old, 5-10 years old, or More than 10 years old.
  17. Attach point-by-point comparative data, as it is required by the A/E, and indicate this by checking the box.
  18. Explain the Reason for not providing specified item.
  19. Provide details about similar installations under the Similar Installation section, including the Project, Architect, Address, and Date Installed.
  20. Indicate whether the proposed substitution affects other parts of the Work by checking No or Yes and providing an explanation if necessary.
  21. State the Savings to Owner for accepting substitution in dollar amount.
  22. Specify whether the proposed substitution changes the Contract Time by checking No or Yes and indicating the number of days to add or deduct.
  23. Check the boxes for any Supporting Data Attached, such as Drawings, Product Data, Samples, Tests, or Reports.

Key Facts about Csi 13 1A

What is the purpose of the CSI 13 1A form?

The CSI 13 1A form is used to request a substitution of materials or products after the bidding or negotiating phase of a construction project. It allows contractors to propose alternative products that may be more suitable or cost-effective while still meeting project specifications.

Who fills out the CSI 13 1A form?

The contractor or subcontractor typically fills out the form. They provide details about the proposed substitution, including information about the new product, its manufacturer, and any relevant history. This form is then submitted to the architect or engineer for review and approval.

What information is required on the form?

Key information includes the project name, substitution request number, details about the proposed product, and the reasons for the substitution. You must also provide a comparison between the proposed substitution and the specified product. Supporting data, such as drawings or product data, may also be required.

How does the proposed substitution affect the contract?

The form asks whether the proposed substitution changes the contract time or offers savings to the owner. If the substitution will affect the project schedule or costs, those details need to be clearly outlined in the form.

Is there a deadline for submitting the CSI 13 1A form?

While specific deadlines may vary by project, it is generally best to submit the form as soon as the need for a substitution arises. Delaying the submission could impact project timelines and approvals, so prompt action is advisable.

What happens after the form is submitted?

Once the form is submitted, the architect or engineer will review the request. They will evaluate the proposed substitution against the project's specifications and requirements. Approval or denial will be communicated back to the contractor, and any necessary adjustments to the contract will be made accordingly.

Common mistakes

Filling out the CSI 13 1A form can be a straightforward process, but several common mistakes can lead to delays or complications. One frequent error is failing to provide complete information in the Project and Substitution Request Number fields. Incomplete details can create confusion and hinder the review process, making it essential to double-check that all relevant sections are filled out accurately.

Another common mistake is neglecting to include the Proposed Substitution details. This section should clearly outline the manufacturer, trade name, and model number of the proposed item. Omitting this information can lead to misunderstandings about what is being requested and may result in the rejection of the substitution.

Many individuals also overlook the importance of attaching the required point-by-point comparative data. This data is crucial for the architect or engineer to evaluate the proposed substitution against the specified product. Without this attachment, the request may be deemed incomplete, prolonging the approval process.

Another mistake involves the Reason for not providing the specified item. It is vital to clearly articulate why the specified product cannot be used. Vague explanations can raise doubts about the necessity of the substitution, potentially leading to a denial.

Some applicants fail to address whether the proposed substitution affects other parts of the work. This section is critical, as it helps the decision-makers understand the broader implications of the substitution. Indicating that it does affect other areas without providing an explanation can create unnecessary complications.

Inaccuracies in the Savings to Owner section can also be problematic. Providing an estimated dollar amount without proper justification can lead to skepticism about the value of the substitution. It is essential to back up any claims with relevant data or calculations.

Another frequent oversight is neglecting to indicate whether the proposed substitution changes the Contract Time. This information is vital for project scheduling. Failing to address this can lead to misunderstandings about project timelines and expectations.

Lastly, not attaching supporting data can significantly hinder the request. Whether it’s drawings, product data, or test reports, these documents provide essential context and support for the proposed substitution. Ensure that all relevant materials are included to facilitate a smooth review process.

Documents used along the form

The CSI 13 1A form is a vital document used during the construction process, specifically for requesting substitutions after the bidding or negotiating phase. However, it is not the only form that plays a critical role in ensuring smooth project management. Below is a list of other essential documents that often accompany the CSI 13 1A form, each serving its unique purpose in the construction landscape.

  • Request for Information (RFI): This document is used to clarify any ambiguities or discrepancies in the contract documents. It allows contractors to seek additional information from the architect or project manager, ensuring that everyone is on the same page.
  • Change Order: A change order is a formal document that modifies the original construction contract. It outlines any changes to the scope of work, costs, or project timeline, ensuring that all parties agree to the new terms.
  • Submittal: This document includes detailed information about materials, products, or equipment that the contractor intends to use. It serves as a way to obtain approval from the architect or engineer before proceeding with the installation.
  • Shop Drawings: Shop drawings are detailed drawings created by the contractor or manufacturer to illustrate how specific components will be fabricated and installed. They provide a clear representation of the work and must be approved by the design team.
  • Contractor’s Application for Payment: This document is submitted by the contractor to request payment for work completed. It outlines the amount due, the work performed, and any retainage withheld, ensuring transparency in financial transactions.
  • Daily Construction Report: This report documents daily activities on the construction site, including labor, equipment usage, and weather conditions. It serves as a record for project management and can be useful in case of disputes.
  • Progress Schedule: A progress schedule outlines the timeline for completing various phases of the project. It helps all parties stay on track and provides a visual representation of the project's timeline.
  • Warranty Document: This document outlines the warranty provided by the contractor or manufacturer for specific materials or workmanship. It ensures that the owner has recourse in case of defects or issues after project completion.
  • Final Completion Certificate: This certificate is issued when the project is completed to the satisfaction of all parties involved. It signifies that all work has been finished according to the contract and that the owner can take possession of the project.

Each of these documents plays a crucial role in the construction process, facilitating communication, clarifying expectations, and ensuring compliance with contractual obligations. Understanding their purpose can help all stakeholders navigate the complexities of construction projects more effectively.

Similar forms

  • Change Order Form: Like the CSI 13 1A form, a Change Order Form documents changes to the original contract. It details modifications, including adjustments in scope, time, and cost, similar to how the CSI form addresses substitutions in products.
  • Request for Information (RFI): An RFI seeks clarification on project details. Both documents serve as communication tools in the construction process, ensuring all parties have the necessary information to proceed effectively.
  • Submittal Form: A Submittal Form is used to review and approve materials and products before installation. It parallels the CSI 13 1A form in that both require detailed descriptions and supporting documentation for proposed changes or substitutions.
  • Change Proposal Request: This document proposes changes to the project scope, similar to how the CSI 13 1A form proposes product substitutions. Both require justification and may impact project costs and timelines.
  • Contract Amendment: A Contract Amendment modifies the terms of the original contract. Like the CSI 13 1A form, it addresses changes that may affect project execution, ensuring that all parties agree to new terms.

Dos and Don'ts

When filling out the CSI 13 1A form, attention to detail is crucial. Here are some important dos and don’ts to keep in mind:

  • Do provide all required information accurately.
  • Do attach point-by-point comparative data if you are proposing a substitution.
  • Do clearly explain the reasons for not providing the specified item.
  • Do indicate if the proposed substitution will affect the contract time.
  • Don't leave any sections blank unless they are not applicable.
  • Don't forget to include supporting data, such as drawings or product data.

Following these guidelines will help ensure that your substitution request is processed smoothly and efficiently.

Misconceptions

Many people have misunderstandings about the CSI 13 1A form, which is used for substitution requests after the bidding or negotiating phase of a project. Here are five common misconceptions:

  • The form can be submitted at any time during the project. In reality, the CSI 13 1A form is specifically intended for use after the bidding or negotiating phase. Submissions made before this phase may not be considered valid.
  • Any substitution can be proposed without justification. This is not accurate. The form requires detailed information about the proposed substitution, including reasons for not providing the specified item. A thorough explanation is necessary for the architect or engineer to evaluate the request.
  • There are no consequences for the project timeline when a substitution is requested. This is misleading. The form includes a section to indicate if the proposed substitution will change the contract time. It is essential to communicate any potential delays or adjustments to the project schedule.
  • Only new products can be submitted for substitution. This misconception overlooks the fact that the form allows for products that are 1-4 years old, 5-10 years old, or even more than 10 years old. The age of the product can influence the decision but does not automatically disqualify it.
  • Supporting data is optional when submitting the form. This is incorrect. The form clearly states that supporting data, such as drawings, product data, samples, and tests, must be attached. This information is crucial for the architect or engineer to assess the viability of the proposed substitution.

Understanding these points can help ensure that the substitution request process goes smoothly and that all necessary information is provided for consideration.

Key takeaways

When filling out the CSI 13 1A form, it is essential to keep several key points in mind to ensure clarity and compliance. Here are some important takeaways:

  • The form is specifically designed for substitution requests made after the bidding or negotiating phase.
  • Clearly identify the project and provide the substitution request number at the top of the form.
  • Include accurate contact information for all parties involved, including the architect and manufacturer.
  • Specify the reasons for proposing the substitution, including any differences from the originally specified product.
  • Attach required point-by-point comparative data to support the request, as this is mandatory for the architect's evaluation.
  • Indicate whether the proposed substitution affects other parts of the work and provide an explanation if it does.
  • Detail any potential savings to the owner if the substitution is accepted, as this can influence the decision-making process.
  • Note any changes to the contract time that the proposed substitution may cause, including whether it adds or deducts days.
  • Ensure that all supporting data, such as drawings or product data, is attached to the form to facilitate a thorough review.

By following these guidelines, you can help ensure that your substitution request is complete and well-prepared, increasing the chances of a favorable outcome.