Get Alabama Contract Form

Get Alabama Contract Form

The Alabama Contract form serves as a crucial document for state agencies and contractors, facilitating the review and approval process for various agreements. This form gathers essential information about the contractor, the nature of the contract, and compliance with state regulations. For those looking to engage in contracts with Alabama state agencies, completing this form is a vital step; click the button below to get started.

Structure

The Alabama Contract form serves as a vital tool for state agencies and contractors to ensure transparency and compliance in their agreements. This form captures essential details about the parties involved, including the names of the state agency and contractor, along with their physical addresses. It also prompts agencies to disclose whether the contractor is a sole source provider, organized as an Alabama entity, or a minority and/or woman-owned business. Additional sections require information about the contractor's registration status with the Alabama Secretary of State and whether any lobbyists or consultants were involved in securing the contract. The form further outlines the financial aspects of the contract, such as the total amount requested and the sources of funding, whether state, federal, or other. Key dates regarding the contract's effectiveness and duration are also recorded. Moreover, the form includes a summary of the services to be provided and a justification for why these services cannot be fulfilled by a merit employee. By meticulously completing this form, agencies not only adhere to legal requirements but also foster accountability in public spending.

Alabama Contract Preview

Contract Review Permanent Legislative Oversight Committee

Alabama State House --- Montgomery, Alabama 36130

C O N T R A C T R E V I E W R E P O R T

(Separate review report required for each contract)

Name of State Agency:________________________________________________________________________

Name of Contractor:__________________________________________________________________________

__________________________________________________

_________________________

________

Contractor’s Physical Street Address (No P.O. Box Accepted)

City

ST

Is Contractor a Sole Source? YES ______ NO ______ (IF YES, ATTACH LETTER)

Is Contractor organized as an Alabama Entity in Alabama? YES ______ NO ______

Is Contractor a minority and/or woman-owned business? YES ______ NO ______

If so, is Contractor certified as such by the State of Alabama? YES ______ NO ______

Check all that apply: ALDOT ______ ADECA ______ OTHER (Name) _____________________________________________

Is Contractor Registered with Alabama Secretary of State to do Business as a Corporation in Alabama? YES ______ NO ______

IF LLC, GIVE NAMES OF MEMBERS: _____________________________________________________________________

Is Act 2001-955 Disclosure Form Included with this Contract? YES ______ NO ______

Does Contractor have current member of Legislature or family member of Legislator employed? YES ______ NO ______

Was a Lobbyist/Consultant used to secure this Contract OR affiliated with this Contractor? YES ______ NO ______

IF YES, GIVE NAME: ________________________________________________________________________________

Contract Number: _C_ ___ ___ ___ ___ ___ ___ ___ ___ (See Fiscal Policies & Procedures Manual, Page 5-8)

Contract/Amendment Amount: $___________________ (PUT AMOUNT YOU ARE ASKING FOR TODAY ONLY)

% State Funds: ________ % Federal Funds: _________ % Other Funds: _________**

**Please Specify Source of Other Funds (Fees, Grants, etc.) __________________________________________

Date Contract Effective: __________________________

Date Contract Ends: __________________________

Type Contract: NEW: ______ RENEWAL: ______

AMENDMENT: ______

If Renewal, was it originally Bid? YES ______ NO ______

If AMENDMENT, Complete A through C:

 

[A] ORIGINAL contract amount

$ _________________________

[B] Amended total prior to this amendment

$ _________________________

[C] Amended total after this amendment

$ _________________________

Was Contract Secured through Bid Process? YES ______ NO ______ Was lowest Bid accepted? YES ______ NO ______

Was Contract Secured through RFP Process? YES ______ NO ______ Date RFP was awarded: ______________________

Posted to Statewide RFP Database at http://rfp.alabama.gov/Login.aspx? YES ______ NO ______

If NO, give a brief explanation as to why not: ________________________________________________________

Summary of Contract Services to be Provided: ____________________________________________________

__________________________________________________________________________________________

__________________________________________________________________________________________

Why Contract Necessary AND why this service cannot be performed by merit employee: __________________

__________________________________________________________________________________________

__________________________________________________________________________________________

I certify that the above information is correct.

 

___________________________________________

_________________________________________

Signature of Agency Head

Signature of Contractor

___________________________________________

_________________________________________

Printed Name of Agency Head

Printed Name of Contractor

Agency Contact: ________________________________________________ Phone:_____________________

Revised 8/2/17

Document Data

Fact Name Description
Governing Law The Alabama Contract form is governed by the laws of the State of Alabama, specifically under the Alabama Code Title 41, Chapter 16.
Purpose This form is used for the review and oversight of contracts involving state agencies and contractors in Alabama.
Sole Source Designation Contractors can indicate if they are a sole source provider, which requires an additional letter for verification.
Certification Requirement Contractors must disclose if they are a minority and/or woman-owned business and if they are certified by the State of Alabama.
Bid Process Information The form includes questions regarding whether the contract was secured through a bid or RFP process, ensuring transparency in the procurement process.

How to Use Alabama Contract

Completing the Alabama Contract form requires careful attention to detail. Each section must be filled out accurately to ensure compliance with state regulations. Below are the steps to guide you through the process of filling out the form.

  1. Begin by entering the Name of State Agency in the designated space at the top of the form.
  2. Next, write the Name of Contractor in the appropriate field.
  3. Provide the Contractor’s Physical Street Address, including the city and state. Remember, a P.O. Box is not acceptable.
  4. Indicate whether the contractor is a Sole Source by checking either "YES" or "NO." If "YES," attach the required letter.
  5. Answer whether the contractor is organized as an Alabama entity by selecting "YES" or "NO."
  6. Specify if the contractor is a minority and/or woman-owned business and check "YES" or "NO." If "YES," indicate if they are certified by the State of Alabama.
  7. Check all applicable categories: ALDOT, ADECA, or OTHER, and provide the name of the other entity if applicable.
  8. Confirm if the contractor is registered with the Alabama Secretary of State by selecting "YES" or "NO."
  9. If the contractor is an LLC, list the names of its members in the designated area.
  10. Determine if the Act 2001-955 Disclosure Form is included with the contract and check "YES" or "NO."
  11. Answer if the contractor has a current member of the Legislature or a family member of a Legislator employed by selecting "YES" or "NO."
  12. Indicate if a lobbyist or consultant was used to secure the contract by checking "YES" or "NO." If "YES," provide the name.
  13. Fill in the Contract Number as specified in the Fiscal Policies & Procedures Manual.
  14. Enter the Contract/Amendment Amount you are requesting today.
  15. Detail the percentages of funding sources: State Funds, Federal Funds, and Other Funds, specifying the source of other funds if applicable.
  16. Provide the Date Contract Effective and the Date Contract Ends.
  17. Indicate the type of contract by checking either NEW, RENEWAL, or AMENDMENT.
  18. If it’s a renewal, specify whether it was originally bid by checking "YES" or "NO."
  19. If it’s an amendment, complete sections A through C regarding the original contract amount, amended total prior to this amendment, and amended total after this amendment.
  20. State whether the contract was secured through the bid process and if the lowest bid was accepted by checking "YES" or "NO."
  21. Indicate if the contract was secured through an RFP process and provide the date the RFP was awarded.
  22. Confirm if the RFP was posted to the Statewide RFP Database by checking "YES" or "NO." If "NO," provide a brief explanation.
  23. Summarize the Contract Services to be Provided in the designated area.
  24. Explain why the contract is necessary and why the service cannot be performed by a merit employee.
  25. Finally, the agency head and contractor must sign and print their names in the designated areas. Provide the agency contact information and phone number.

Key Facts about Alabama Contract

What is the purpose of the Alabama Contract form?

The Alabama Contract form serves as a standardized document for state agencies to review and approve contracts with external contractors. It ensures that all necessary information is collected and that the contract complies with state regulations and policies.

Who needs to complete the Alabama Contract form?

State agencies in Alabama must complete the form when entering into a contract with a contractor. This includes contracts for services, goods, or any other type of agreement requiring state oversight.

What information is required on the form?

The form requires details such as the names of the state agency and contractor, physical address, funding sources, contract type, effective dates, and a summary of services to be provided. Additionally, it asks about the contractor’s status as a minority or woman-owned business, and whether it is registered with the Alabama Secretary of State.

Is there a requirement for contractors to be registered in Alabama?

Yes, contractors must be registered with the Alabama Secretary of State to do business as a corporation in Alabama. This ensures that the contractor is legally recognized and compliant with state laws.

What is the significance of the "Sole Source" designation?

The "Sole Source" designation indicates that the contractor is the only provider capable of delivering the required services or goods. If this designation is checked, a letter must be attached to justify the sole source status.

How does the form address potential conflicts of interest?

The form includes questions about whether the contractor employs a current member of the Legislature or a family member of a legislator. It also inquires if a lobbyist or consultant was used to secure the contract. These questions help identify and mitigate potential conflicts of interest.

What happens if the contract is an amendment?

If the contract is an amendment, the form requires additional details, including the original contract amount, the total prior to the amendment, and the amended total after the amendment. This ensures transparency in changes made to the original agreement.

Are there any requirements for minority or woman-owned businesses?

Yes, if the contractor identifies as a minority or woman-owned business, the form asks if they are certified as such by the State of Alabama. Certification can provide additional benefits in the contracting process.

What is the importance of the summary of contract services?

The summary of contract services provides clarity on what the contractor is expected to deliver. It is crucial for ensuring that both parties understand the scope of work and can hold each other accountable for performance.

How is the contract funding specified on the form?

The form requires contractors to specify the percentage of state funds, federal funds, and other funding sources for the contract. This breakdown is essential for budgetary purposes and compliance with funding regulations.

Common mistakes

Filling out the Alabama Contract form requires careful attention to detail. One common mistake is leaving the contractor’s physical street address incomplete. A P.O. Box is not acceptable, and omitting the street address can lead to delays in processing the contract.

Another frequent error is failing to indicate whether the contractor is a sole source. If the answer is "yes," a letter must be attached. Neglecting this requirement can result in the rejection of the contract, as the oversight committee needs to verify the legitimacy of sole source claims.

Many individuals also overlook the section regarding the contractor's status as an Alabama entity. It is crucial to accurately answer whether the contractor is organized in Alabama. Misrepresentation can lead to legal complications and may jeopardize the contract.

Additionally, some applicants forget to check if the contractor is a minority and/or woman-owned business. If this applies, certification from the State of Alabama must be included. Failure to provide this information can hinder the contractor's eligibility for certain programs and funding opportunities.

Another mistake involves the Contract Number. It is essential to fill this section accurately as it links the contract to its specific details within state records. An incorrect or missing contract number can complicate future references and audits.

Many people also miscalculate the contract/amendment amount. The form requires only the amount being requested at that time. Providing an incorrect figure can lead to funding issues or misunderstandings about the scope of work.

Finally, individuals often neglect to provide a summary of contract services or the justification for why the contract is necessary. This information is vital for the review process, as it clarifies the purpose and importance of the contract. Incomplete explanations can lead to additional questions and delays.

Documents used along the form

When engaging in contractual agreements in Alabama, several supporting documents complement the Alabama Contract form. These documents help ensure clarity, compliance, and proper governance throughout the contract's lifecycle. Here is a list of key forms often utilized alongside the Alabama Contract form.

  • Act 2001-955 Disclosure Form: This form is required to disclose any potential conflicts of interest, particularly if a legislator or their family member is involved with the contractor. Transparency is vital to maintain public trust.
  • Bid Proposal: If the contract was secured through a bidding process, the bid proposal outlines the contractor's offer, including pricing, timelines, and specifications. It serves as the foundation for the contract terms.
  • Request for Proposal (RFP): An RFP is issued by the state agency to solicit bids from contractors. It details the project requirements and evaluation criteria, ensuring a competitive selection process.
  • Certificate of Good Standing: This document verifies that the contractor is legally registered and compliant with state regulations. It assures the agency of the contractor's legitimacy and ability to fulfill the contract.
  • Insurance Certificates: Contractors must provide proof of insurance coverage, including liability and workers' compensation. This protects both parties in case of unforeseen incidents or claims arising from the contract.
  • W-9 Form: This form collects the contractor's taxpayer identification information. It is essential for tax reporting purposes and ensures that the agency can process payments accurately.
  • Subcontractor Agreements: If the contractor plans to hire subcontractors to fulfill any part of the contract, these agreements outline the terms and responsibilities of the subcontractors involved.
  • Performance Bond: A performance bond guarantees that the contractor will complete the project as agreed. If they fail to do so, the bond provides financial protection to the agency.

These forms and documents play a crucial role in the contracting process in Alabama. They help clarify expectations, protect the interests of all parties involved, and ensure compliance with state laws and regulations. Understanding and properly managing these documents can lead to successful contractual relationships.

Similar forms

  • Standard Form 1449 (SF-1449): This document is used by the federal government for procurement of commercial items. Similar to the Alabama Contract form, it requires detailed information about the contractor, including their business status and the nature of the services to be provided.
  • State of Alabama Purchase Order: This document formalizes the purchase of goods or services. Like the Alabama Contract form, it includes sections for contractor information and details about the services or products to be delivered, ensuring clarity in the agreement.
  • Memorandum of Understanding (MOU): An MOU outlines a cooperative agreement between parties. Similar to the Alabama Contract form, it specifies the roles and responsibilities of each party, though it may not always have the same legal binding as a formal contract.
  • Service Agreement: This document defines the terms of service between a provider and a client. Like the Alabama Contract form, it includes essential elements such as contract duration, payment terms, and the scope of services to be performed.
  • Consulting Agreement: This document is specifically for hiring a consultant to provide expertise. It mirrors the Alabama Contract form in that it requires details about the consultant, the services they will provide, and the payment structure, ensuring both parties have a clear understanding of the agreement.

Dos and Don'ts

When filling out the Alabama Contract form, it is essential to ensure that all information is accurate and complete. Below is a list of five things you should and shouldn't do during this process.

  • Do provide the contractor’s physical street address. Make sure to avoid using a P.O. Box.
  • Do indicate if the contractor is a sole source. If yes, attach the required letter.
  • Do check all applicable boxes regarding the contractor's status, such as minority or woman-owned business.
  • Do ensure that the contract number is filled in correctly, following the format provided.
  • Do include a summary of the contract services to be provided, explaining why the contract is necessary.
  • Don't leave any sections blank. Incomplete forms can lead to delays in processing.
  • Don't forget to specify the source of any other funds being used.
  • Don't submit the form without the necessary signatures from both the agency head and the contractor.
  • Don't overlook the requirement to check if the contract was secured through a bid or RFP process.
  • Don't forget to provide an explanation if the RFP was not posted to the Statewide RFP Database.

Misconceptions

Understanding the Alabama Contract form is crucial for anyone involved in the contracting process with state agencies. However, several misconceptions often arise regarding its use and requirements. Below is a list of six common misconceptions, along with clarifications to help demystify the process.

  • Misconception 1: The Alabama Contract form is only for large contracts.
  • This is not true. The form is required for all contracts regardless of size. Whether the contract involves a small service or a large project, the same form must be completed to ensure compliance with state regulations.

  • Misconception 2: A P.O. Box address is acceptable for contractors.
  • In fact, the form specifically states that a physical street address is required. A P.O. Box cannot be used, as it does not provide a verifiable location for the contractor.

  • Misconception 3: Only Alabama-based companies can contract with state agencies.
  • While it is advantageous for contractors to be organized as Alabama entities, it is not a strict requirement. Out-of-state companies can also bid on contracts, provided they meet other necessary criteria.

  • Misconception 4: The contract can be finalized without a disclosure form.
  • This is incorrect. The Act 2001-955 Disclosure Form must be included with the contract. This form ensures transparency regarding any potential conflicts of interest.

  • Misconception 5: The contract does not need to specify the source of funding.
  • This is a misunderstanding. The form requires detailed information about the funding sources, including state, federal, and other funds. This transparency is essential for accountability.

  • Misconception 6: Contracts can be amended without following a specific process.
  • This is misleading. Any amendments to the contract must be documented and follow the procedures outlined in the form. This includes providing original and amended amounts to maintain clarity and legality.

By addressing these misconceptions, individuals can navigate the Alabama Contract form with greater confidence and understanding, ensuring that all necessary steps are followed in the contracting process.

Key takeaways

When filling out and using the Alabama Contract form, it is important to keep the following key takeaways in mind:

  • Accurate Information: Ensure that all details, such as the names of the state agency and contractor, are filled out correctly to avoid delays.
  • Physical Address Requirement: Provide a physical street address for the contractor; P.O. Box addresses are not accepted.
  • Sole Source Declaration: If the contractor is a sole source, attach the necessary letter to substantiate this claim.
  • Entity Verification: Confirm whether the contractor is organized as an Alabama entity. This is crucial for compliance.
  • Minority and Woman-Owned Certification: If applicable, check if the contractor is certified as a minority and/or woman-owned business by the State of Alabama.
  • Disclosure Form: Include the Act 2001-955 Disclosure Form with the contract if it is required.
  • Legislative Connections: Disclose if the contractor has any current member of the legislature or family member employed, as this may affect contract approval.
  • Funding Sources: Clearly specify the percentage of state, federal, and other funds involved in the contract.
  • Contract Type: Indicate whether the contract is new, a renewal, or an amendment. Each type has specific requirements and implications.

By adhering to these guidelines, the process of filling out the Alabama Contract form can be streamlined, ensuring compliance and clarity for all parties involved.