Get 3613 A Form

Get 3613 A Form

The 3613 A form is a Provider Investigation Report specifically designed for use by various healthcare facilities, including Skilled Nursing Facilities and Assisted Living Facilities. This form is essential for documenting incidents such as abuse, neglect, or other emergencies involving residents. It is crucial for facilities to complete this form accurately and submit it promptly to ensure the safety and rights of individuals in care.

For assistance in filling out the form, please click the button below.

Structure

The 3613 A form serves as a critical tool for various healthcare facilities, including Skilled Nursing Facilities (SNF), Nursing Facilities (NF), Intermediate Care Facilities for Individuals with an Intellectual Disability or Related Conditions (ICF/IID), Assisted Living Facilities (ALF), Adult Day Care Facilities (ADC), and Day and Activity Health Services Facilities (DAHS). This form is specifically designed to document incidents that may impact the well-being of residents, such as abuse, neglect, or other emergencies. It requires detailed information about the incident, including the date, time, location, and individuals involved. Additionally, the form prompts facilities to report the nature of the allegation and any injuries or adverse effects that may have occurred. A section is also included for the investigation summary, where findings can be recorded, and actions taken by the provider can be noted. Confidentiality is emphasized throughout the form, ensuring that sensitive information is protected. Proper completion and submission of the 3613 A form are essential for compliance with state regulations and for safeguarding the rights of individuals in care facilities.

3613 A Preview

Provider Investigation Report

For use only by Skilled Nursing Facilities (SNF), Nursing Facilities (NF), Intermediate Care Facilities for Individual with an Intellectual Disability or Related Conditions (ICF/IID), Assisted Living Facilities (ALF), Adult Day Care Facilities (ADC), and Day and Activity Health Services Facilities (DAHS).

Fax Cover Sheet

Date:

To: DADS Consumer Rights and Services Section

Attention: Intake Coordinator

Fax Area Code and Telephone No.: 1-877-438-5827

Regarding DADS Intake ID No.:

No. of Pages, including cover:

 

 

From:

 

 

 

 

 

 

Provider Name:

 

 

 

Vendor / ID No.:

 

Street Address:

 

 

 

 

 

 

 

City:

 

 

 

 

 

 

Telephone No.:

 

 

 

 

 

Fax:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Provider Investigation Report Information

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agency Name

 

 

 

 

 

 

License No.

 

 

 

 

 

 

 

 

 

Street Address

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

City, State, ZIP Code

 

 

 

 

 

County

 

 

 

 

 

 

Area Code and Telephone No.

 

Fax Area Code and Telephone No.

 

 

 

 

 

Parent

Branch/Alternate Delivery Site

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Confidential Document:

This communication (including any attached document) contains privileged and/or confidential information. If you are not an intended recipient of this communication, please be advised that any disclosure, dissemination, distribution, copying or other use of this communication or any attached document is strictly prohibited. If you have received this communication in error, please notify the sender immediately and promptly destroy all copies of this communication and any attached documents.

Use only for Skilled Nursing Facilities (SNF), Nursing Facilities (NF),

Intermediate Care Facilities for Individuals with an Intellectual Disability or Related Conditions (ICF/IID),

Assisted Living Facilities (ALF), Adult Day Care Facilities (ADC),

and Day and Activity Health Services Facilities (DAHS).

Form 3613-A/ 07-2012

Texas Department of Aging

SNF, NF, ICF/IID, ALF, ADC, DAHS

and Disability Services

Provider Investigation Report

 

Fax this report to: 1-877-438-5827 (toll free) or

Mail this report to: Texas Department of Aging and Disability Services, Consumer Rights and Services Section, E-249, P.O. Box 149030, Austin, TX 78714-9030

Form 3613-A

July 2012

Note to reporter:

Do not mail if faxed.

DADS Intake ID No.

 

Date Reported to DADS 800-458-9858

 

 

Time Reported

 

 

 

 

 

 

 

 

 

 

 

 

 

:

 

 

 

A.M.

P.M.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Provider Type

 

 

 

 

Vendor / ID No.

 

Telephone No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Name

 

 

 

 

 

 

 

 

 

Fax

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Street Address

 

 

 

 

 

 

 

City

 

 

 

 

 

 

ZIP Code

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Incident Category

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Death

Abuse

Neglect

Exploitation

Missing Resident/Individual

Drug Diversion

 

Fire

Bomb Threat

 

Tornado

Flood

Emergency Power Failure

Sprinkler System Failure

Fire Alarm Failure

Firearms in the Building

Air Conditioning Failure if Outdoor Temperature is or will be 90 Degrees or Above

 

 

 

 

 

 

 

 

 

Heating System Failure if Outdoor Temperature is 65 Degrees or Below

 

 

 

 

 

 

 

 

 

Others, specify

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Who made the allegation?

 

 

 

 

 

 

 

 

 

When?

 

 

 

 

Individual /Resident

Family

Other

 

 

 

 

 

 

 

 

 

 

 

 

 

Incident Date

 

 

Time

 

 

Location

 

 

 

 

 

 

 

 

 

 

 

 

:

A.M.

P.M.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Individual(s)/Resident(s) Involved, Including Alleged Victim(s) or Alleged Aggressor(s)

Name

 

 

 

 

 

 

Female

 

Male

Social Security No.

 

Date of Birth

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Functional Ability:

Total assistance

 

Extensive

 

Minimal

 

No assistance

 

 

Level of Supervision:

No special supervision

Within eyesight

 

Within hearing

Within arm’s length

 

 

 

 

Within specified distance:

 

 

 

Specified observation time frame:

 

 

 

 

Other:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Independently ambulatory

Y

N

Interviewable

Y

N Capacity to make informed decisions

Y

N

History of

Combativeness

 

Verbal aggression

 

Physical aggression

 

Sexual misconduct

 

 

 

Wandering

Wearing wander guard at time of incident

Y

N

Similar allegations

 

 

 

Other pertinent history:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Name

 

 

 

 

 

 

Female

 

Male

Social Security No.

 

Date of Birth

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Functional Ability: Level of Supervision:

Total assistance

No special supervision Within specified distance: Other:

Extensive

Minimal

No assistance

Within eyesight

Within hearing

Within arm’s length

 

Specified observation time frame:

 

 

 

Independently ambulatory

Y

History of

Combativeness

 

 

Wandering

 

Other pertinent history:

N

Interviewable

Y

N

Capacity to make informed decisions

 

Verbal aggression

 

Physical aggression

 

Sexual misconduct

Wearing wander guard at time of incident

Y

N

Similar allegations

Y N

Name

 

 

 

 

 

 

Female

 

Male

Social Security No.

 

Date of Birth

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Functional Ability:

Total assistance

 

Extensive

 

 

Minimal

 

No assistance

 

 

Level of Supervision:

No special supervision

Within eyesight

 

 

Within hearing

 

Within arm’s length

 

 

 

 

Within specified distance:

 

 

 

 

Specified observation time frame:

 

 

 

 

Other:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Independently ambulatory

 

Y

N

Interviewable

Y

N

Capacity to make informed decisions

Y

N

History of

Combativeness

 

Verbal aggression

 

Physical aggression

 

Sexual misconduct

 

 

Wandering

Wearing wander guard at time of incident

 

Y

N

Similar allegations

 

 

 

Other pertinent history:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Form 3613-A

Page 2 / 07-2012

DADS Intake ID No.

Alleged Perpetrator(s) (AP)

(If alleged perpetrator is somebody other than a staff member, indicate this individual’s relationship to the person. Example: relative, visitor, etc.)

Name

Date of Birth

Social Security No.

License/Certificate No.

 

How was the AP identified?

By name

By description

Other:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Perpetrator:

Denied

Confirmed

History of similar allegations?

 

Yes

No

 

 

Did investigation reveal the presence of a witness?

 

 

 

Yes

No

 

 

 

 

 

 

 

Statement attached (signed and notarized, if possible)

 

 

 

Yes

No

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Witness(es) Name

Individual/Patient/Family/Staff/Other

Address

Area Code and Telephone No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Description of the Allegation

....................................................................................................................................................Injury/Adverse Effect?

Yes

No

 

 

 

Description of Injury

 

 

 

 

 

Assessment

Date

Time

:

A.M.

P.M.

Description of Assessment

 

 

 

Treatment/Transfer Date

Time

 

 

Treatment provided?

Yes

No

 

:

A.M.

P.M.

 

 

 

Off-site

 

City

 

Treatment location: In-House

Yes

No

 

 

 

 

 

 

 

 

 

 

 

Provider Response

Form 3613-A

Page 3 / 07-2012

DADS Intake ID No.

Investigation Summary (attach additional sheets, as necessary)

Investigation Findings

Confirmed

Unconfirmed

Inconclusive

Unfounded

Provider Action Taken Post-Investigation

Signature

Printed Name

Title

Date

Document Data

Fact Name Detail
Form Purpose The 3613 A form is designed for reporting incidents in various types of care facilities, including Skilled Nursing Facilities and Assisted Living Facilities.
Governing Law This form is governed by Texas Health and Safety Code, Chapter 260, which pertains to the reporting of abuse and neglect in care facilities.
Confidentiality Notice The form includes a confidentiality notice, emphasizing that the information contained is privileged and should not be disclosed to unauthorized individuals.
Submission Methods Providers can submit the 3613 A form via fax to 1-877-438-5827 or mail it to the Texas Department of Aging and Disability Services.
Incident Categories Incidents reported can include abuse, neglect, exploitation, and various emergencies like fire or flooding.
Allegation Details The form requires detailed information about the allegation, including the identity of the alleged perpetrator and the nature of the incident.
Victim Information Details about the individuals involved, including their functional ability and level of supervision, must be provided to assess the situation accurately.
Investigation Summary At the end of the form, a summary of the investigation findings is required, indicating whether the allegations were confirmed, unconfirmed, or inconclusive.
Provider Responsibilities Providers must take appropriate action based on the investigation findings and document their responses on the form.

How to Use 3613 A

Completing the 3613 A form requires careful attention to detail. After filling it out, the next steps involve submitting the form via fax or mail to the appropriate department. Make sure to check for accuracy before sending to avoid delays.

  1. Enter the Date at the top of the form.
  2. Fill in the To field with "DADS Consumer Rights and Services Section Attention: Intake Coordinator."
  3. Include the Fax Area Code and Telephone No. as 1-877-438-5827.
  4. Provide the Regarding DADS Intake ID No..
  5. Indicate the No. of Pages, including the cover sheet.
  6. In the From section, enter the Provider Name and Vendor / ID No..
  7. Complete the Street Address, City, Telephone No., and Fax fields for the provider.
  8. Fill out the Provider Investigation Report Information section, including Agency Name, License No., Street Address, City, State, ZIP Code, and County.
  9. Provide the Area Code and Telephone No. and Fax Area Code and Telephone No..
  10. Note if this is a Parent Branch/Alternate Delivery Site.
  11. Indicate the Incident Category by checking the appropriate box.
  12. Fill in the Name, Fax, Street Address, City, and ZIP Code for the provider.
  13. Document the Incident Date, Time, and Location.
  14. List the Individual(s)/Resident(s) Involved, including their Name, Gender, Social Security No., and Date of Birth.
  15. Provide details on the Functional Ability and Level of Supervision.
  16. Indicate if they are Independently ambulatory, Interviewable, and if they have the Capacity to make informed decisions.
  17. Document any History of Combativeness or other pertinent history.
  18. Fill in the Alleged Perpetrator(s) section with their details.
  19. Indicate how the alleged perpetrator was identified and their relationship to the victim.
  20. Document if the perpetrator denied or confirmed the allegations and any history of similar allegations.
  21. Include witness information if applicable, including Name, Address, and Telephone No..
  22. Describe the Allegation and whether there was an Injury/Adverse Effect.
  23. Provide details about the Assessment and Treatment/Transfer.
  24. Summarize the Investigation Findings and indicate the Provider Action Taken.
  25. Finally, sign the form with your Printed Name, Title, and Date.

Key Facts about 3613 A

What is the 3613 A form used for?

The 3613 A form is specifically designed for use by various healthcare facilities, including Skilled Nursing Facilities (SNF), Nursing Facilities (NF), Intermediate Care Facilities for Individuals with an Intellectual Disability or Related Conditions (ICF/IID), Assisted Living Facilities (ALF), Adult Day Care Facilities (ADC), and Day and Activity Health Services Facilities (DAHS). It serves as a Provider Investigation Report, documenting incidents that may involve allegations of abuse, neglect, or other significant events affecting residents.

Who is required to fill out the 3613 A form?

This form must be completed by authorized personnel within the aforementioned facilities when an incident occurs that requires investigation. Typically, this includes administrators or designated staff members responsible for reporting incidents to the Texas Department of Aging and Disability Services (DADS).

How should the 3613 A form be submitted?

The completed form can be submitted either by fax or by mail. If faxing, it should be sent to the toll-free number 1-877-438-5827. If mailing, send it to the Texas Department of Aging and Disability Services, Consumer Rights and Services Section, E-249, P.O. Box 149030, Austin, TX 78714-9030. Importantly, do not mail the form if it has already been faxed.

What types of incidents are reported on the 3613 A form?

Incidents that must be reported include a wide range of serious events, such as death, abuse, neglect, exploitation, missing residents, drug diversion, and various emergencies like fire or power failures. Each incident category requires specific details to ensure a thorough investigation.

What information is required about the individuals involved in the incident?

The form requires detailed information about all individuals involved, including the alleged victim(s) and any alleged aggressor(s). This includes names, dates of birth, social security numbers, functional abilities, and any relevant history regarding their behavior or health conditions. This information helps in understanding the context of the incident.

What happens after the 3613 A form is submitted?

Once submitted, the Texas Department of Aging and Disability Services will review the report. They may conduct their own investigation based on the information provided. The facility may also be required to take specific actions in response to the incident, which should be documented in the investigation summary section of the form.

Are there any confidentiality concerns with the 3613 A form?

Yes, the 3613 A form is considered a confidential document. It contains sensitive information that is protected by law. If someone receives the form in error, they must notify the sender immediately and destroy all copies. Unauthorized disclosure or distribution of the form is strictly prohibited.

What should I do if I have questions about completing the 3613 A form?

If you have questions or need assistance with the form, it is advisable to reach out to your facility’s legal or compliance department. They can provide guidance on how to accurately fill out the form and ensure that all necessary information is included for a proper investigation.

Common mistakes

Filling out the 3613 A form can be a critical task for skilled nursing facilities and other related organizations. However, there are common mistakes that can lead to delays or complications. One frequent error is failing to include all required information. Each section of the form must be completed accurately. Omitting details such as the provider name or incident date can result in the form being returned for corrections.

Another mistake is incorrectly identifying the incident category. It is essential to select the correct type of incident, whether it be abuse, neglect, or another category. Misclassification can lead to inappropriate responses and may affect the investigation's outcome.

Many individuals also overlook the need for complete and accurate contact information. Providing a valid telephone number and fax number ensures that the intake coordinator can reach the facility for any follow-up questions. Missing or incorrect contact details can hinder communication.

In addition, not specifying the individuals involved can create confusion. Each person related to the incident, including alleged victims and aggressors, must be clearly identified. This includes providing their names, dates of birth, and functional abilities. Incomplete information can complicate the investigation process.

Another common issue is failing to document the timeline of events. Accurate recording of when the incident occurred and when it was reported is crucial. Without a clear timeline, it may be difficult to understand the sequence of events surrounding the allegation.

Additionally, neglecting to attach supporting documents can weaken the report. If there are witness statements or other relevant evidence, these should be included to provide context and support the claims made in the report.

People often also make the mistake of not signing the form. A signature is necessary to validate the report. Without it, the form may be considered incomplete, leading to unnecessary delays.

Another oversight involves failing to keep a copy of the submitted form. Retaining a copy is important for record-keeping and can assist in future inquiries or audits. Without a copy, facilities may struggle to provide necessary information later.

Finally, submitting the form without reviewing it for errors can lead to significant issues. A thorough review can catch typographical errors, incorrect information, or incomplete sections before submission. Taking the time to double-check the form can prevent complications down the line.

Documents used along the form

The 3613 A form is an essential document used by various healthcare facilities to report incidents involving residents or individuals under their care. Alongside this form, several other documents often play a crucial role in the reporting and investigation process. Below is a list of these additional forms and documents, each serving a specific purpose in ensuring compliance and thorough investigation.

  • Incident Report Form: This form is used to document the details of an incident as it occurs. It includes information about the individuals involved, the nature of the incident, and immediate actions taken. This form is vital for maintaining accurate records and facilitating timely responses.
  • Witness Statement Form: When an incident occurs, gathering witness accounts can provide clarity. This form collects detailed statements from individuals who witnessed the event. These statements can be instrumental during investigations to corroborate or dispute claims made in the 3613 A form.
  • Provider Response Form: After an incident is reported, the facility must document their response and any actions taken. This form outlines the steps the provider has implemented to address the situation, demonstrating accountability and commitment to resident safety.
  • Follow-Up Investigation Report: This document is prepared after the initial investigation to summarize findings and any further actions taken. It serves as a comprehensive overview of the investigation process, ensuring that all aspects of the incident have been addressed and documented.

Each of these documents complements the 3613 A form, creating a thorough framework for incident reporting and investigation in healthcare settings. Together, they help maintain a high standard of care and ensure that facilities are held accountable for the well-being of their residents.

Similar forms

The 3613 A form serves a specific purpose for reporting incidents in various healthcare facilities. It shares similarities with several other documents that also address incident reporting and investigation in healthcare settings. Here are seven documents that are similar to the 3613 A form:

  • Incident Report Form: This document is used across many healthcare facilities to report any incidents that occur, including accidents, injuries, or unusual occurrences. Like the 3613 A form, it collects essential details about the incident, the individuals involved, and any actions taken.
  • Patient Safety Report: This report focuses on events that could potentially harm patients. It includes information on the nature of the incident and preventive measures. Similar to the 3613 A form, it aims to enhance safety and quality of care.
  • Abuse Reporting Form: Facilities use this form to report allegations of abuse or neglect. It captures similar information regarding the alleged victim, the perpetrator, and the circumstances of the incident, mirroring the structure of the 3613 A form.
  • Accident Report: Used specifically for documenting accidents that occur within the facility, this report includes details about the incident, injuries sustained, and follow-up actions. It parallels the 3613 A form in its focus on incident documentation.
  • Quality Assurance Report: This report evaluates incidents and trends to improve care quality. It shares a common goal with the 3613 A form, focusing on identifying issues and implementing changes to prevent future incidents.
  • Risk Management Report: This document assesses potential risks within a facility. It often includes findings from incident reports, similar to how the 3613 A form compiles information to address specific incidents.
  • Clinical Incident Report: This report documents clinical incidents that impact patient care. It gathers information on the incident, individuals involved, and outcomes, much like the 3613 A form does for various types of incidents.

Dos and Don'ts

When filling out the 3613 A form, there are important dos and don'ts to keep in mind. Following these guidelines can help ensure that your submission is complete and accurate.

  • Do provide accurate and complete information about the incident.
  • Do include all relevant details, such as dates, times, and locations.
  • Do ensure that all names and contact information are spelled correctly.
  • Do attach any necessary supporting documents or statements.
  • Don't leave any sections blank unless instructed to do so.
  • Don't provide misleading or false information.
  • Don't forget to sign and date the form before submission.
  • Don't send the report by mail if you have already faxed it.

Following these guidelines will help streamline the process and ensure that your report is handled efficiently.

Misconceptions

  • Misconception 1: The 3613 A form is only for Skilled Nursing Facilities.
  • This form is designed for various types of facilities, including Nursing Facilities, Intermediate Care Facilities, Assisted Living Facilities, and more. It is not limited to Skilled Nursing Facilities alone.

  • Misconception 2: The form is optional and can be submitted at any time.
  • In reality, the 3613 A form must be submitted promptly after an incident occurs. Timely reporting is crucial for compliance and to ensure the safety of residents.

  • Misconception 3: Only serious incidents require a 3613 A report.
  • All incidents, regardless of perceived severity, should be reported using this form. This includes allegations of abuse, neglect, and even minor incidents that could affect resident safety.

  • Misconception 4: The information on the form is not confidential.
  • The 3613 A form contains sensitive information and is classified as a confidential document. Unauthorized disclosure of this information is strictly prohibited.

  • Misconception 5: The form can be mailed even if it has been faxed.
  • Once the form is faxed, it should not be mailed. Doing so could lead to duplication and confusion in reporting.

  • Misconception 6: Completing the form is a straightforward process that requires no training.
  • While the form may seem simple, it requires careful attention to detail. Staff should be trained to ensure accurate and complete reporting, which is vital for effective investigations.

Key takeaways

When filling out the 3613 A form, there are several important points to keep in mind. This form is specifically designed for use by various types of healthcare facilities in Texas, including Skilled Nursing Facilities and Assisted Living Facilities.

  • Purpose of the Form: The 3613 A form is used to report incidents such as abuse, neglect, or other emergencies involving residents in care facilities.
  • Confidentiality: The form contains sensitive information. It is crucial to handle it with care and ensure that it is shared only with authorized individuals.
  • Submission Method: You can submit the form either by fax or by mail. If you choose to fax it, do not send a hard copy by mail.
  • Accurate Information: Fill in all required fields accurately. This includes details about the incident, individuals involved, and any actions taken.
  • Incident Categories: Clearly identify the type of incident being reported, such as abuse, neglect, or emergency situations like fire or flooding.
  • Timeliness: Report the incident as soon as possible. The form requires you to provide the date and time of the report.
  • Investigation Summary: After completing the investigation, summarize your findings on the form. This section is critical for understanding the outcome of the reported incident.

By keeping these key takeaways in mind, you can ensure that the 3613 A form is filled out correctly and used effectively.