The 3613 A form is a Provider Investigation Report specifically designed for use by various healthcare facilities, including Skilled Nursing Facilities and Assisted Living Facilities. This form is essential for documenting incidents such as abuse, neglect, or other emergencies involving residents. It is crucial for facilities to complete this form accurately and submit it promptly to ensure the safety and rights of individuals in care.
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The 3613 A form serves as a critical tool for various healthcare facilities, including Skilled Nursing Facilities (SNF), Nursing Facilities (NF), Intermediate Care Facilities for Individuals with an Intellectual Disability or Related Conditions (ICF/IID), Assisted Living Facilities (ALF), Adult Day Care Facilities (ADC), and Day and Activity Health Services Facilities (DAHS). This form is specifically designed to document incidents that may impact the well-being of residents, such as abuse, neglect, or other emergencies. It requires detailed information about the incident, including the date, time, location, and individuals involved. Additionally, the form prompts facilities to report the nature of the allegation and any injuries or adverse effects that may have occurred. A section is also included for the investigation summary, where findings can be recorded, and actions taken by the provider can be noted. Confidentiality is emphasized throughout the form, ensuring that sensitive information is protected. Proper completion and submission of the 3613 A form are essential for compliance with state regulations and for safeguarding the rights of individuals in care facilities.
Provider Investigation Report
For use only by Skilled Nursing Facilities (SNF), Nursing Facilities (NF), Intermediate Care Facilities for Individual with an Intellectual Disability or Related Conditions (ICF/IID), Assisted Living Facilities (ALF), Adult Day Care Facilities (ADC), and Day and Activity Health Services Facilities (DAHS).
Fax Cover Sheet
Date:
To: DADS Consumer Rights and Services Section
Attention: Intake Coordinator
Fax Area Code and Telephone No.: 1-877-438-5827
Regarding DADS Intake ID No.:
No. of Pages, including cover:
From:
Provider Name:
Vendor / ID No.:
Street Address:
City:
Telephone No.:
–
Fax:
Provider Investigation Report Information
Agency Name
License No.
Street Address
City, State, ZIP Code
County
Area Code and Telephone No.
Fax Area Code and Telephone No.
Parent
Branch/Alternate Delivery Site
Confidential Document:
This communication (including any attached document) contains privileged and/or confidential information. If you are not an intended recipient of this communication, please be advised that any disclosure, dissemination, distribution, copying or other use of this communication or any attached document is strictly prohibited. If you have received this communication in error, please notify the sender immediately and promptly destroy all copies of this communication and any attached documents.
Use only for Skilled Nursing Facilities (SNF), Nursing Facilities (NF),
Intermediate Care Facilities for Individuals with an Intellectual Disability or Related Conditions (ICF/IID),
Assisted Living Facilities (ALF), Adult Day Care Facilities (ADC),
and Day and Activity Health Services Facilities (DAHS).
Form 3613-A/ 07-2012
Texas Department of Aging
SNF, NF, ICF/IID, ALF, ADC, DAHS
and Disability Services
Fax this report to: 1-877-438-5827 (toll free) or
Mail this report to: Texas Department of Aging and Disability Services, Consumer Rights and Services Section, E-249, P.O. Box 149030, Austin, TX 78714-9030
Form 3613-A
July 2012
Note to reporter:
Do not mail if faxed.
DADS Intake ID No.
Date Reported to DADS 800-458-9858
Time Reported
:
A.M.
P.M.
Provider Type
Vendor / ID No.
Telephone No.
Name
Fax
City
ZIP Code
Incident Category
Death
Abuse
Neglect
Exploitation
Missing Resident/Individual
Drug Diversion
Fire
Bomb Threat
Tornado
Flood
Emergency Power Failure
Sprinkler System Failure
Fire Alarm Failure
Firearms in the Building
Air Conditioning Failure if Outdoor Temperature is or will be 90 Degrees or Above
Heating System Failure if Outdoor Temperature is 65 Degrees or Below
Others, specify
Who made the allegation?
When?
Individual /Resident
Family
Other
Incident Date
Time
Location
Individual(s)/Resident(s) Involved, Including Alleged Victim(s) or Alleged Aggressor(s)
Female
Male
Social Security No.
Date of Birth
Functional Ability:
Total assistance
Extensive
Minimal
No assistance
Level of Supervision:
No special supervision
Within eyesight
Within hearing
Within arm’s length
Within specified distance:
Specified observation time frame:
Other:
Independently ambulatory
Y
N
Interviewable
N Capacity to make informed decisions
History of
Combativeness
Verbal aggression
Physical aggression
Sexual misconduct
Wandering
Wearing wander guard at time of incident
Similar allegations
Other pertinent history:
Functional Ability: Level of Supervision:
No special supervision Within specified distance: Other:
Capacity to make informed decisions
Y N
Page 2 / 07-2012
Alleged Perpetrator(s) (AP)
(If alleged perpetrator is somebody other than a staff member, indicate this individual’s relationship to the person. Example: relative, visitor, etc.)
License/Certificate No.
How was the AP identified?
By name
By description
Perpetrator:
Denied
Confirmed
History of similar allegations?
Yes
No
Did investigation reveal the presence of a witness?
Statement attached (signed and notarized, if possible)
Witness(es) Name
Individual/Patient/Family/Staff/Other
Address
Description of the Allegation
....................................................................................................................................................Injury/Adverse Effect?
Description of Injury
Assessment
Date
Description of Assessment
Treatment/Transfer Date
Treatment provided?
Off-site
Treatment location: In-House
Provider Response
Page 3 / 07-2012
Investigation Summary (attach additional sheets, as necessary)
Investigation Findings
Unconfirmed
Inconclusive
Unfounded
Provider Action Taken Post-Investigation
Signature
Printed Name
Title
Completing the 3613 A form requires careful attention to detail. After filling it out, the next steps involve submitting the form via fax or mail to the appropriate department. Make sure to check for accuracy before sending to avoid delays.
What is the 3613 A form used for?
The 3613 A form is specifically designed for use by various healthcare facilities, including Skilled Nursing Facilities (SNF), Nursing Facilities (NF), Intermediate Care Facilities for Individuals with an Intellectual Disability or Related Conditions (ICF/IID), Assisted Living Facilities (ALF), Adult Day Care Facilities (ADC), and Day and Activity Health Services Facilities (DAHS). It serves as a Provider Investigation Report, documenting incidents that may involve allegations of abuse, neglect, or other significant events affecting residents.
Who is required to fill out the 3613 A form?
This form must be completed by authorized personnel within the aforementioned facilities when an incident occurs that requires investigation. Typically, this includes administrators or designated staff members responsible for reporting incidents to the Texas Department of Aging and Disability Services (DADS).
How should the 3613 A form be submitted?
The completed form can be submitted either by fax or by mail. If faxing, it should be sent to the toll-free number 1-877-438-5827. If mailing, send it to the Texas Department of Aging and Disability Services, Consumer Rights and Services Section, E-249, P.O. Box 149030, Austin, TX 78714-9030. Importantly, do not mail the form if it has already been faxed.
What types of incidents are reported on the 3613 A form?
Incidents that must be reported include a wide range of serious events, such as death, abuse, neglect, exploitation, missing residents, drug diversion, and various emergencies like fire or power failures. Each incident category requires specific details to ensure a thorough investigation.
What information is required about the individuals involved in the incident?
The form requires detailed information about all individuals involved, including the alleged victim(s) and any alleged aggressor(s). This includes names, dates of birth, social security numbers, functional abilities, and any relevant history regarding their behavior or health conditions. This information helps in understanding the context of the incident.
What happens after the 3613 A form is submitted?
Once submitted, the Texas Department of Aging and Disability Services will review the report. They may conduct their own investigation based on the information provided. The facility may also be required to take specific actions in response to the incident, which should be documented in the investigation summary section of the form.
Are there any confidentiality concerns with the 3613 A form?
Yes, the 3613 A form is considered a confidential document. It contains sensitive information that is protected by law. If someone receives the form in error, they must notify the sender immediately and destroy all copies. Unauthorized disclosure or distribution of the form is strictly prohibited.
What should I do if I have questions about completing the 3613 A form?
If you have questions or need assistance with the form, it is advisable to reach out to your facility’s legal or compliance department. They can provide guidance on how to accurately fill out the form and ensure that all necessary information is included for a proper investigation.
Filling out the 3613 A form can be a critical task for skilled nursing facilities and other related organizations. However, there are common mistakes that can lead to delays or complications. One frequent error is failing to include all required information. Each section of the form must be completed accurately. Omitting details such as the provider name or incident date can result in the form being returned for corrections.
Another mistake is incorrectly identifying the incident category. It is essential to select the correct type of incident, whether it be abuse, neglect, or another category. Misclassification can lead to inappropriate responses and may affect the investigation's outcome.
Many individuals also overlook the need for complete and accurate contact information. Providing a valid telephone number and fax number ensures that the intake coordinator can reach the facility for any follow-up questions. Missing or incorrect contact details can hinder communication.
In addition, not specifying the individuals involved can create confusion. Each person related to the incident, including alleged victims and aggressors, must be clearly identified. This includes providing their names, dates of birth, and functional abilities. Incomplete information can complicate the investigation process.
Another common issue is failing to document the timeline of events. Accurate recording of when the incident occurred and when it was reported is crucial. Without a clear timeline, it may be difficult to understand the sequence of events surrounding the allegation.
Additionally, neglecting to attach supporting documents can weaken the report. If there are witness statements or other relevant evidence, these should be included to provide context and support the claims made in the report.
People often also make the mistake of not signing the form. A signature is necessary to validate the report. Without it, the form may be considered incomplete, leading to unnecessary delays.
Another oversight involves failing to keep a copy of the submitted form. Retaining a copy is important for record-keeping and can assist in future inquiries or audits. Without a copy, facilities may struggle to provide necessary information later.
Finally, submitting the form without reviewing it for errors can lead to significant issues. A thorough review can catch typographical errors, incorrect information, or incomplete sections before submission. Taking the time to double-check the form can prevent complications down the line.
The 3613 A form is an essential document used by various healthcare facilities to report incidents involving residents or individuals under their care. Alongside this form, several other documents often play a crucial role in the reporting and investigation process. Below is a list of these additional forms and documents, each serving a specific purpose in ensuring compliance and thorough investigation.
Each of these documents complements the 3613 A form, creating a thorough framework for incident reporting and investigation in healthcare settings. Together, they help maintain a high standard of care and ensure that facilities are held accountable for the well-being of their residents.
The 3613 A form serves a specific purpose for reporting incidents in various healthcare facilities. It shares similarities with several other documents that also address incident reporting and investigation in healthcare settings. Here are seven documents that are similar to the 3613 A form:
When filling out the 3613 A form, there are important dos and don'ts to keep in mind. Following these guidelines can help ensure that your submission is complete and accurate.
Following these guidelines will help streamline the process and ensure that your report is handled efficiently.
This form is designed for various types of facilities, including Nursing Facilities, Intermediate Care Facilities, Assisted Living Facilities, and more. It is not limited to Skilled Nursing Facilities alone.
In reality, the 3613 A form must be submitted promptly after an incident occurs. Timely reporting is crucial for compliance and to ensure the safety of residents.
All incidents, regardless of perceived severity, should be reported using this form. This includes allegations of abuse, neglect, and even minor incidents that could affect resident safety.
The 3613 A form contains sensitive information and is classified as a confidential document. Unauthorized disclosure of this information is strictly prohibited.
Once the form is faxed, it should not be mailed. Doing so could lead to duplication and confusion in reporting.
While the form may seem simple, it requires careful attention to detail. Staff should be trained to ensure accurate and complete reporting, which is vital for effective investigations.
When filling out the 3613 A form, there are several important points to keep in mind. This form is specifically designed for use by various types of healthcare facilities in Texas, including Skilled Nursing Facilities and Assisted Living Facilities.
By keeping these key takeaways in mind, you can ensure that the 3613 A form is filled out correctly and used effectively.